From January to April this year, Dalian Commodity Exchange (DCE) carried out disciplinary actions on various kinds of violations, including 60 violations of trading limits, 112 unusual transactions with 57 cases of self-trade, 53 cases of frequently placing and cancelling orders and 2 violations of position limits by related accounts under common control, and 93 clients were banned temporarily from opening positions. A total of 55 clues of violation were treated, including 15 cases of transferring funds through negotiated trade and 40 self-trade or prearranged transactions affecting the prices of inactive contracts. In addition, from January to April this year, DCE stepped up inspections to the related accounts under common control by issuing 118 supervision and inquiry letters to the market, urging 200 clients in 75 groups to declare their relationship of related accounts under common control and including 655 accounts in 187 groups in the list for special supervision.
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