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Wiley FINRA Series 4 Exam Review 2017: The Registered Options Principal...
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a...
View ArticleWiley FINRA Series 6 Exam Review 2017: The Investment Company and Variable...
Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds (closed-end funds on the initial...
View ArticleWiley FINRA Series 24 Exam Review 2017: The General Securities Principal...
Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its...
View ArticleLjubljana Stock Exchange: Monthly Statistical Report April 2017
Click here to download comprehensive monthly statistics of the Ljubljana Stock Exchange for April 2017.
View ArticleIpreo Appoints New Head Of Market Structure
Ipreo, a leading global provider of workflow solutions and market intelligence to financial services and corporate professionals, announced that it has hired Stephen Grady as Managing Director, Head of...
View ArticleMoscow Exchange Trading Volumes In April 2017
In April 2017, total trading volumes across Moscow Exchange's markets amounted to RUB 70.9 trln.read more...
View ArticleTMX Group Consolidated Trading Statistics - April 2017
TMX Group Limited today announced April 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.read more...
View ArticleOil, 2nd Edition
Oil pulses through our daily lives. It is the plastic we touch, the food we eat, and the way we move. Oil politics in the twentieth century was about the management of abundance, state power, and...
View ArticleUS Treasury Secretary Mnuchin Announces Intention To Appoint First Deputy...
U.S. Treasury Secretary Steven T. Mnuchin today announced his intention to appoint Keith Noreika as a Deputy Comptroller and designate him the First Deputy Comptroller of the Office of the Comptroller...
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Web Annotation Adds Good Layers
We’re in San Francisco this week for I Annotate 2017 along with a couple hundred of our closest friends. Two years ago, SSRN joined a team of coalition members that recognized a need to annotate...
View ArticleReadout From A US Treasury Spokesperson On Secretary Mnuchinâs And...
Earlier today, U.S. Treasury Secretary Steven T. Mnuchin and U.S. Commerce Secretary Wilbur Ross held a phone conversation with Vice Premier Wang Yang of China. Treasury Secretary Mnuchin, Commerce...
View ArticleMore Financial Executives Forego Business Decisions As Personal Liability...
Concern by financial executives about the risks of personal liability appears to be affecting the strategic business decisions they make, according to a global survey of compliance and risk...
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Edward Lampert & The Demise of Sears
Earlier this year, Sears acknowledged publicly for the first time that bankruptcy might be a possibility. The two charts shown here document the financial deterioration over the past decade. Many...
View ArticleOCC: Thomas J. Curry To Step Down May 5, Keith A. Noreika To Serve As Acting...
Comptroller of the Currency Thomas J. Curry will step down on May 5, 2017, and Keith A. Noreika will serve as Acting Comptroller of the Currency.read more...
View ArticleSEC, FINRA Announce National Compliance Outreach Program For Broker-Dealers
Cybersecurity, investing by seniors, and other regulatory topics of interest will be discussed when the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA) hold their...
View ArticleBelgiumâs KU Leuven Tops The Annual Reuters Top 100: Europeâs...
The heart of European innovation isn’t a major metropolis – it’s a small city in the Dutch-speaking region of Flanders. That’s the conclusion of the second annual Reuters ranking of Europe’s Most...
View ArticleFederal Reserve Issues FOMC Statement
Information received since the Federal Open Market Committee met in March indicates that the labor market has continued to strengthen even as growth in economic activity slowed. Job gains were solid,...
View ArticleCBOE Holdings Reports April 2017 Trading Volume
CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) today reported April monthly trading volume at www.cboe.com/monthlyvolrpc. read more...
View ArticleOslo Børs: Nordnet Launches New Exchange Traded Products...
Nordnet is listing its first exchange traded products on Oslo Børs in an initiative comprising both ETNs and Mini Futures. Mini futures are an entirely new product on Oslo Børs.read more...
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