STOXX Changes Composition Of Benchmark Indices
STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, today announced the new composition of STOXX Benchmarks and their...
View ArticleMIAX Options: Consolidated Audit Trail (âCATâ) Fee Dispute...
MIAX Options filed with the Securities and Exchange Commission a rule filing to adopt MIAX Options Rule 1713 (Consolidated Audit Trail – Fee Dispute Resolution) that will establish the procedures for...
View ArticleOffice Of The Comptroller Of The Currency: Michael Sullivan Named Senior...
Acting Comptroller of the Currency Keith A. Noreika today announced that Michael Sullivan will become the agency’s Senior Deputy Comptroller for Economics on June 11, 2017.read more...
View ArticleCFTC Unanimously Approves Amendments To Recordkeeping Requirements
The U.S. Commodity Futures Trading Commission today unanimously approved a final rule amending Regulation 1.31. The amendments modernize and make technology neutral the form and manner in which...
View ArticleESMA Publishes Updated AIFMD And UCITS Q&As
The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and...
View ArticleNew York State Department of Financial Services Fines BNP Paribas $350...
Financial Services Superintendent Maria T. Vullo today announced that BNP Paribas S.A. (BNPP) and its New York branch will pay a $350 million fine as part of a consent order entered into with the New...
View ArticleCordium Announces Expansion Of US Broker-Dealer Services
Cordium, a market-leading provider of governance, risk and compliance services, today announced an expansion of its compliance services for US and foreign broker-dealers and investment advisers with...
View ArticleCFTC Swaps Report Update
The CFTC Swaps Report provides a detailed weekly snapshot of the gross notional outstanding as of the penultimate Friday prior to the CFTC Swaps Report’s Wednesday publication date, as well as a...
View ArticleNasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As...
At the end of the settlement date of May 15, 2017, short interest in 2,326 Nasdaq Global MarketSM securities totaled 7,420,291,077 shares compared with 7,409,700,882 shares in 2,322 Global Market...
View ArticleMIAX Options: Obvious Errors In Complex Orders
MIAX Options recently filed with the Securities and Exchange Commission a new harmonized rule, MIAX Options Rule 521, Interpretations and Policies .03, relating to Obvious Errors in complex orders in...
View ArticleMIAX Options: Obvious Errors In Complex Orders
MIAX Options recently filed with the Securities and Exchange Commission a new harmonized rule, MIAX Options Rule 521, Interpretations and Policies .03, relating to Obvious Errors in complex orders in...
View ArticleFinancial Time Series Forecasting: Semantic Analysis Of Economic News....
The paper proposes a method of financial time series forecasting taking into account the semantics of news. For the semantic analysis of financial news the sampling of negative and positive words in...
View ArticleA Quantum-like Model of Selection Behavior. (arXiv:1705.08536v1 [q-fin.EC])
In this paper, we introduce a new model of selection behavior under risk that describes an essential cognitive process for comparing values of objects and making a selection decision. This model is...
View ArticleRogues of Wall Street: How to Manage Risk in the Cognitive Era
Rogues of Wall Street analyzes the recent risk failures and errors that have overwhelmed Wall Street for the past decade. Written by a veteran risk, compliance, and governance specialist, this book...
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The Leadership Challenge: How to Make Extraordinary Things Happen in...
The Leadership Challenge is the gold-standard manual for effective leadership, grounded in research and written by the premier authorities in the field. With deep insight into the complex interpersonal...
View ArticleThe Cyber Risk Handbook: Creating and Measuring Effective Cybersecurity...
The Cyber Risk Handbook is the practitioner's guide to implementing, measuring and improving the counter-cyber capabilities of the modern enterprise. The first resource of its kind, this book provides...
View ArticleTrap Tales: Outsmarting the 7 Hidden Obstacles to Success
Outsmart the traps that are holding you back from success!read more...
View ArticleLifestorming: Creating Meaning and Achievement in Your Career and Life
Lifestorming is the indispensably practical handbook for becoming the person you want to be. Redesign your life, friends, behaviors, and beliefs to move closer to your goals every single day, guided by...
View ArticleLitigation Services Handbook: The Role of the Financial Expert, 6th Edition
The Litigation Services Handbook is the definitive guide for financial experts engaged in litigation services. Attorneys require financial experts now more than ever, and this book provides the...
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